The
concern about unsustainable practices in managing the
resources of the earth has been a constantly recurring theme
at global conferences ever since the United Nations Conference
on the Human Environment at Stockholm in 1972. The Summit on
Environment and Development held in 1992 at Rio de Janeiro led
to an international consensus on the need for sustainable
development. A key recommendation of the Summit stressed the
importance of people’s participation in the management of
natural resources. Another suggested the setting up of
multi-stakeholder councils in every nation-state for
resolution of conflicts.
These issues have since been deliberated upon in many
international forums and in consultations organised by
institutions such as the Earth Council. Inevitably, most such
discussions touch on the fundamental questions of the
political, economic and ethical basis of development and on
the role of governance, policies, science and religion in
achieving it.
Notwithstanding
these initiatives, the state of the environment continues to
deteriorate. During the past decades, major strides have been
made in science and technology and some of its benefits are
being made available to poor countries through the relentless
process called globalisation. At the same time, consumption of
resources in rich nations has greatly increased. So has
poverty and environmental resource degradation in poor
nations. While globalisation seems to have brought various
benefits to the wealthy in low income countries, it has
intensified transfer of resources from these nations to the
rich ones, and further marginalised the poor and their
environment in the low income ones.
Global society
needs to address the core issue of exploitation of poor
nations, which first took place through political and colonial
subjugation and now continues through economic domination.
Political and economic systems of governance that put the
interests of the corporation above those of the people are at
the core of such exploitation. Unless the legal, social,
economic and ethical issues involved are addressed, the
degeneration of the earth cannot be arrested.
To achieve
sustainable development, it is the belief of Development
Alternatives and its advocacy wing, People First that
new policies and instruments of governance are needed. Since
many of the issues that need to be addressed cover unfamiliar
territory (rapid societal changes, scientific innovations,
global environment, speed of globalisation), these need to be
generated through a broad based debate.
Political and Economic Governance
Democracy is now universally recognised as the only
vehicle for global sustainability. The discipline of political
science discusses democratic experiences but has not properly
defined democracy. The result is that many centralised and
non-transparent systems call themselves
"democratic". There is need for greater clarity on
what constitutes democracy.
The case of economic systems is even worse. Macroeconomics
developed as a discipline based on the concept of laissez
faire and gradually evolved as contemporary free market
economics. After the Second World War, a parallel discipline
of development economics blossomed to complement socialism.
The former is based on minimum and the latter on maximum state
control. Both have proved to be unsustainable. Development
economics created wasteful overheads and, in reality, became
poverty development economics!
Egalitarian economics based on equal social, economic and
political rights and opportunities remained a vision. It never
attained the status of a discipline, much less of practical
acceptance.
Socialism kills
the initiatives of the people and has collapsed under its own
weight. Facing economic crisis through socialism, most third
world nations are now supposedly reforming their economic
management through liberalisation, privatisation and
globalisation. They are, in reality, drifting from pseudo
socialism to pseudo capitalism. The result is simply a
continuation of transfer of resources from poor nations to
rich ones through repayment of accumulated debts, operation of
multinational companies and inequitable trade practices. The
process fosters vulgar wealth side by side with abject poverty
in the poor nations. Without such resource transfer, the rich
nations cannot sustain their growth and will face cycles of
economic recession. The cruel truth is that by begging rich
nations to invest more, the poor nations are actually
sustaining the economy of the rich nations! If all nations
become capitalist, the global economy and resources both
become unsustainable!
Many social
philosophers have criticised capitalism as being wasteful and
exploitative. Yet, few (if any) seem to have come up with an
alternative economic system that meets the imperatives of
sustainability. In the past, some religions addressed this
issue, and in this century, social thinkers such as Karl Marx
and Gandhi advocated economic models aimed at creating
sustainable societies. While the model of Karl Marx certainly
addressed the issues of economic equity and social
empowerment, it was weak on the issue of environmental
sustainability. In any case, his messages were grossly
misinterpreted and used to justify the establishment of highly
authoritarian regimes which history shows had no
sustainability at all, whether on economic, social or
environmental grounds. Gandhi’s message was more holistic
and appropriate to the needs of human well-being and
environmental health. It too was ignored. As a result, their
real models never got tested. This paper defines
"egalitarian democracy", which transcends the
limitations of both socialism and capitalism, as the basis of
a truly sustainable society.
Universal Democracy
Let us first
understand the basic logic of democracy. Fundamentally, a
democracy is a society in which the people are sovereign.
Their decisions are, in all respects, supreme. Logically,
therefore, a democracy is one in which the systems of
governance reflect the wishes of the common people on how they
would like to be governed. The elite in a society may well
have their own perceptions, and for much of history it is
these that have prevailed. But what truly matters is the views
of the common people. Where there exists a spectrum of views
among the people, the consensus of their views (i.e.,
the view that is most acceptable to the greatest number and
most unacceptable to the smallest number) is generally taken
to be representative of the common wish. In most functioning
democracies, the decision of the majority is taken as a
satisfactory surrogate for the "views of the common
people". With the growing power of information
technology, it may soon become possible to measure and
elucidate the true consensus with much greater precision but
for the present, the rule of the majority with adequate
safeguards for those who dissent is widely accepted as a good
basis for democratic governance.
Given the
choice, the common people would, as they have done in many
successful democracies, first retain adequate resources at the
local level to handle all local matters such as administration
of justice, police, education, healthcare, land, water systems
and forests. They would then devolve the remaining resources
to the state and national governments for providing
higher-level infrastructure, support to local entities with
inadequate resources and coordination through regional
planning, but not for interfering in local matters. They would
institute effective transparency mechanisms to ensure that the
government at each level is directly accountable to them on a
day-to-day basis, not to a higher authority. The
sustainability of such systems of governance have been
demonstrated by the indigenous people of many continents such
as North and South America, South Asia and Africa.
Transparency
includes the sovereign rights of the people to information,
consultation, participation and referendum. In a democracy,
people have the right to all public information, except
that restricted by society in public interest.
Consultation is through public hearings on all projects
exceeding, say, 10 meters in height or 1000 square meters in
land area. Participation in key decisions is through
participatory councils. Referendum is the supreme sovereign
right of the people, intrinsic and inherent to democracy, to
enable them to take decisions overruling their
representatives, including promulgating the legislation and
amending or changing the Constitution.
The people
would also ensure that the executive, legislature and
judiciary at each level are distinct and separate as checks
and balances of democracy, and that the elected executive is
directly accountable to them and not only via the legislature.
Similarly, the people would ensure that the appointment and
impeachment of departmental heads at all levels is approved by
the concerned legislature, thereby, ensuring that the
bureaucracy exercises professional autonomy with
accountability to the people.
Derived from
simple logic based on the perspective of the common people,
the structure described above can, along with certain rights
described as fundamental to democracy, be said to be the basic
structure of universal democracy. Any other structure will be
semi, pseudo or non-democratic. All nations claiming to be
democracies can be evaluated on the basis of the above
parameters.
Democratic Experience in the West
Britain is
often called the mother of democracy. It would perhaps be more
accurate to describe Britain as the mother of feudal
exploitation of its own people and colonial exploitation of
other nations. The powerful feudal lords of Britain first
compelled the monarch to institute a parliament. They then
made the monarch titular and the parliament supreme. The
largest party in the parliament forms the government and is
accountable to the parliament and not to the people. The
representatives have little direct accountability to the
people, other than at the time of election.
Basic
principles of management dictate that the executive,
legislature and judiciary should be distinct and separate as
checks and balances of democracy. With a mixed up executive
and legislature, the Westminster system fosters abuse of
authority, jockeying for power, horse trading, jumbo cabinets
and bribing legislators. Legislators who are expected to be
watchdogs become wild dogs of governance. It is, as such,
fundamentally faulty. In a small country such as Britain in
which power got aligned in two political parties, it seemed to
be working satisfactorily. However, resentment against
centralised authority recently led to setting up parliaments
in Scotland and Wales through referendum.
Most
countries that adopted the Westminster system
have suffered serious problems of instability.
Much of Africa and South Asia has demonstrated
the inability of the parliamentary system to
provide the selfless leadership and continuity
of policies needed to create vibrant and
healthy economies. Moreover, instability
arising from mixing the legislative and
executive functions of government is not
limited to countries in the Third World alone.
In pre-war Germany, instability led to the
emergence of fascism. In the 1960s, France
faced recurring instability. De Gaulle elected
as Prime Minister dissolved the parliament and
instituted reforms through referendum. In a
country such as India with a rich diverse
cultural heritage, a multi-party environment
has emerged and, by the time governments are
formed, there is hardly any relationship of
accountability between the government and the
people!
The founding fathers of the USA rejected the
Westminster system and adopted what has come
to be known as the presidential system.
Drawing on the experience of town hall
meetings in the early settlements and on the
systems of governance they observed among the
native tribes, the settlers had already formed
counties and states that adopted such a
system. The federal government was a mere
extension of it. The system that evolved has
considerable merit. The dark, and ironic, spot
in US democracy is that it stands on the
annihilation of the indigenous people, the
very people from whom many of its principles
of governance were derived.
Democratic Tradition of India:
The post World War II experience of democracy
in the developing world is pathetic. And,
India must take a large part of the
responsibility for setting the trend
by adopting a fundamentally flawed model. |
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Revisiting
Heritage of
Village Parliaments
Sir
Charles Metcalfe ,
a British Governor General, in his minute
recorded in 1830 wrote: "The village
communities of India are little republics,
having nearly everything they can want within
themselves. They seem to last where nothing
else lasts. Dynasty after dynasty tumbles
down; revolution succeeds revolution; but the
village community remains the same…. This
union of village communities, each one forming
a separate state in itself, has, I conceive,
contributed more than any other cause to the
preservation of the peoples of India, through
all the revolutions and changes they have
suffered. It is in a high degree conducive to
their happiness, and enjoyment of a great
portion of freedom and independence. I wish,
therefore, that the village communities may
never be disturbed and I dread everything that
has a tendency to break them up."
But
fate willed otherwise. The British abolished
the village republics, usurped the forests,
and made the villagers tenants of the state or
feudal lords! |
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India has, of course, a complex and varied history. Every form
of social and political system has, at one place or another,
at one time or another, been tried out over the past 5,000
years of its various civilisations. It has been home or host
to rulers and political systems of all types: indigenous and
colonial, populist and autocratic, benign and cruel, effective
and chaotic. But a large part of its history, in a large part
of its territory, is characterised by a basic democratic ethos
that has dominated and guided life in the village and
community – where, after all, most of its people have always
lived. Many of the systems of governance and experience
documented in its scriptures and engravings on temples show a
commitment to putting "people in charge". Good
democratic governance is symbolised in the literature and
tradition as "Ram Rajya", the rule of the epic
monarch Ram. Though a "democratic monarchy" might
appear to be a self-contradiction, the monarch was, in many
Indian civilisations, elected or appointed as the ruler at the
will of the people.
The scriptures lay down that every
local entity, village or town, would be self-governing. The
village parliament consisting of all adult men and women would
be the supreme authority controlling village resources and
decision-making. Women were thus already franchised in India
4000 years ago, though it is true that their status in the
family and society has often left much to be desired. The
village parliament elected a village council for day-to-day
work, usually for a year and could remove its members any time
for misconduct. It thus functioned virtually as a direct
democracy. The village leased land for specified uses and
ensured that the needs of all were met. Similar village
governance is currently practised in Switzerland (Video film
"Two Democracies —- Swiss and Ancient India"
produced by Nalini Singh for Doordarshan in the context of 700
years of Swiss democracy).
The state could
demand no more than 10 to 15 per cent of village revenues for
providing security and infrastructure but could not interfere
in local decision-making. The village parliaments drew
authority from the scriptures, and not the monarch! The
scriptures further provided that if the monarch, who could be
hereditary or elected, demanded a higher share in the village
taxes without justification, it was the duty of every citizen
to remove him, if necessary, by force.
Such democratic
tradition existed in many parts of India till the nineteenth
century and was largely responsible for the development of its
rich culture and prosperity. Even the Moghul rulers did not
dislodge the system though they somewhat increased the taxes.
The greed of the East India Company gave it the deathblow by
bringing villages and their forests under state control. The
British rule institutionalised it.
Gandhi wanted
to re-connect India with its egalitarian democratic tradition.
Ignoring Gandhi, the then leadership, possibly influenced by
the effectiveness of the colonial administration and the
perceived success of Soviet socialism, adopted a Constitution
based on the colonial centralised, non-transparent and
bureaucratised institutions. On top of it, it imposed the
Soviet practises of centralised planning and a controlled
economy, thus creasing a mixed economy in a mixed-up polity!
Most third world nations adopted similar institutions and
practices.
Institutions
of Local Governance
To ensure
that the institutions of governance are not hijacked
by self-seeking politics, People First has
conceptualised two new institutions vital for
egalitarian democracy, namely:
Sovereign
Rights Commissions at
the national and state levels with authority to direct
referendums, except on issues fundamental to democracy
or the integrity of the nation. There can, for
example, be no referendum on making the state
theocratic or a region seceding. Such independent
commissions shall, superior to the royal priests of
bygone days, more like Gandhi, function as the
conscience keeper of the state, based on the values
of the society as a whole. The commissions will
oversee that the sovereign rights of the people to
information, consultation, participation and
referendum are properly instituted and accessible to
the people. To prevent abuse of authority by the
commissions under political or business pressure, the
law will provide that if ten per cent of village and
urban neighbourhood parliaments in a local
jurisdiction, through resolution, demand referendum on
any issue, it shall become mandatory for the
commission to hold it. Such referendums shall normally
be held only along with the elections.
Council
of Stakeholders: The
upper houses of parliament are presently designed to
protect feudal and other vested interests. Based on
the recommendations of the Rio Conference on
Environment and Development held in 1992, these should
be replaced by Council of Stakeholders at local, state
and national level, consisting of apolitical
representatives of various interest groups for
moderating decision-making for sustainability. The
interest groups can, amongst others, be weaker
sections, farmers, labour, industry, religions, women,
professionals, artists and civil society organisations.
These
institutions can be instituted through the referendum
process. Desire of the Indian leadership to centralise
power led to the partition of India and further
hardening of position among both Hindus and Muslims.
The fundamentalists amongst the Hindus need to shift
focus from Ram Temple to Ram Rajya. Ram and his
other manifestations will then be in every heart, not
merely in places of worship. |
Village
Revival

The
revival of the village is possible only when
it is no more exploited. Industriali-zation
on a mass scale will necessarily lead to
passive or active exploitation of the
villagers as the problems of competition and
marketing come in. Therefore, we have to
concentrate on the village being
self-contained, manufacturing mainly for
use. Provided this character of the village
industry is maintained, there would be no
objection to village using even the modern
machines and tools that they can make and
can afford to use. Only they should not be
used as a means of exploitation of others.
(
Harijan, 29-08-'36 )
M K GANDHI |
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Egalitarian
Economic System
The third world
nations are today drifting from pseudo socialism to pseudo
capitalism that fosters vulgar wealth alongside abject
poverty. Such income disparities can only lead to mounting
violence and possibly anarchy and balkanisation.
Some scholars
praise the Chinese model. With a single party government,
rightist economic model and a powerful war machine, China is
neo fascist and a threat to global peace. It is unfortunate
that, for business reasons, USA, the greatest proponent of
democracy, is supporting such fascism.
Democracy can
be neither socialist nor capitalist. Socialism kills the
initiative and self-reliance of people. Capitalism controls
national politics and resources of other nations to sustain
high levels of income and consumption. Such transfer of
resources is not possible if all nations become truly
capitalist! Both socialism and capitalism are thus
unsustainable.
Today, most
third world nations (including India) and most former
socialist nations (including China) are drifting from one
failed system to another. This can only spell disaster.
In egalitarian democracy, all
have equal social, economic and political rights and
opportunities. Equal social rights include right to
religion, and opportunity for education and family welfare.
Equal economic rights include right to entrepreneurship,
business and industry with social accountability, and
opportunity for livelihood and employment. Equal political
rights include the right to control local resources and
decision-making, and transparency in governance. Such an
egalitarian democracy can be realised only through true
grassroots empowerment. q
SK
Sharma
People First |