Integrating
Sustainability within
Urban Social Housing
T he Housing
Problematique: India is a rapidly
urbanising country. The share of urban population has grown from 17.3%
in 1951 to 31.2% in 2011. Forecasts estimate that by 2041, this share
would reach 50%, post that; the urban population would outnumber the
rural population. The five large states of Tamil Nadu, Punjab,
Maharashtra, Gujarat and Karnataka are expected to become predominantly
urban by 2030. Currently, much of this urbanisation is occurring in
small cities and towns. The number of towns has increased from 2,774 in
2001 to 7,935 in 2011.
The increasing influx of population in urban areas
poses a challenge of creating enough housing stock to meet their needs
and demands with adequate supporting infrastructure. The urban housing
shortage is pegged at 18.78 million homes as on 2012, with majority of
the deficit borne by the poor (96%). With 75% of India’s urban
population in low-income groups, the need for low-cost housing is
expected to increase to 38 million in 2030. Affordability is a key
concern to plug the gap for this section of society. The ‘Task Force’
defines affordable housing in terms of affordability relatively to the
occupant’s income, with a cap on the carpet area of the house.
Various Urban Renewal Schemes have been launched by
the state and central governments to meet the existing deficit. However,
effort made by public authorities has so far been insufficient in
significantly reducing the housing shortage.
The Ecological Concern:
The sheer scale of construction activities required to bridge the
housing gap will place immense pressure on the environment. Current
building practices are highly resource and energy intensive. Existing
cleaner technologies could substantially reduce the ecological footprint
of the housing sector. At the production end, there is a research
movement closely supported by the industry in adopting energy efficient
processes especially in the coal, steel and cement industries. Alternative
building materials, like micro-concrete roofing tiles, stabilised
concrete earth blocks are available to replace materials with a higher
carbon footprint, which are traditionally used. Yet, the usage of clean
technologies has so far remained marginal, due to a series of technical
and institutional barriers. |
The construction sector contributes to 24% of the
total GHG emissions with the majority share coming from the use of
materials such as steel, cement, bricks and lime. It also accounts for 30- 40% of global material flows.
The Indian brick sector alone, generates 42 million tonnes of CO2
annually, and uses 20-30 tonnes of coal and 350 tonnes of topsoil (UNDP
India, 2009). It is estimated that 40%–45% of India’s steel, 85% of
paint production, 65%–70% of glass, and significant portions of the
output from automotive, mining and excavation equipment industries are
used in the construction industry. These numbers will further escalate
taking into account construction to meet the housing deficit,
incremental housing with increasing socio-economic status, growing
families and the damage caused by natural disasters and climate change
impacts. |
India’s urban infrastructure
is still being developed. This offers a tremendous opportunity for
intervening at the policy and construction end for large-scale impact,
before we lock in our investments.

Current Policy Response: (Affordable) housing is
state subject, with the 73rd and 74th Constitutional Amendments having
devolved the responsibility for slum improvement and urban poverty
alleviation to Urban Local Bodies (ULBs), in an effort to increase
efficiency and strengthen local governance. The Government of India is
limited to providing broad guidelines for housing policies, creating an
enabling financial and policy framework and allocating resources for
housing through Centrally Sponsored Schemes (CSS). The 2007 National
Urban Housing and Habitat Policy provide the broader framework for the
design and implementation of housing in India, with sustainability
concerns highlighted.
There are substantial disparities across states when
it comes to housing policies. ULBs depending on their size and resources
have varying capacities to implement such schemes. The two flagship
schemes today are the Jawaharlal Nehru National Urban Renewal Mission
(JNNURM) and the Rajiv Awas Yojana (RAY). The RAY does mention the need
for conservation of environment and ecology and hazard resistant
planning but this does not often translate into plans submitted. At the
level of the ULBs, there is limited technical capacity to integrate
sustainability aspects into the projects.
With the growing market for affordable housing and
the inability of the state to meet these demands, the private sector has
stepped in to create a new stakeholder scenario. There is a steady
structural shift from government schemes to market-led mechanisms in the
provision of low-income housing in India. Government affordable housing
schemes are opening up to partnerships and incentives for the private
sector undertaking such projects.
The Sustainability Integration
There is an increasing
recognition of the need for inclusion of sustainability concerns in the
construction and building sector. A new chapter titled ‘Approach to
Sustainability’ is being added to the National Building Code to provide
required guidance with respect to all relevant aspects involved during
planning, design, construction, operation and maintenance of buildings.
The National Mission on Sustainable Habitat under the National Action
Plan on Climate Change aims to make cities sustainable through
improvements in energy efficiency in buildings, management of solid
waste and shift to public transport. Green building rating mechanisms
like GRIHA and LEED are being increasingly used. |
There has been an integration of sustainability into
affordable housing in Kerala through the route of cost efficiency in
material use. Resource efficiency technologies that reduce total
material use and encourage waste material use are preferred by
regulatory and implementation agencies resulting in direct cost savings.
Not only are these houses eco-friendly but also meet the aspirational
demands of users in terms of aesthetic appearance of the houses.
- From an Assessment Study conducted by Development
Alternatives supported by UNEP |
However, integration at the
affordable housing end is still low. The current policy framework
addresses affordable housing and green building as two separate issues.
While the prominent (affordable) housing policies and schemes refer to
the need for exploring aspects of sustainability and innovation, these
are not mandatory requirements.
While there is policy intent and recommendations at
the Central level, the trickle down to the ULB level leaves a lot to be
desired. Architects and engineers in the public and private sectors are
not aware of alternate construction technologies. They are sceptical of
new materials and technologies being introduced. Alternate materials and
technologies do not find mention in the Schedule of Rates, which dictate
the material use. Thus even when there is intent, they are met with
bureaucratic barriers.
Furthermore, green and sustainability aspects are
often associated with higher initial costs that developers do not want
to bear as the eventual benefits that pass on to clients are not
quantified and appreciated enough to justify the investment. Many
stakeholders in both government and market believe it is a concept
better suited to commercial buildings and luxury high-end housing. There
is also a lack of acceptance of alternate resource efficient materials
and technologies from the user end. The beneficiaries often come from
the construction sector, and have a high level of awareness on business
as usual practices.
Conclusion and Recommendations
Integration of sustainability aspects in affordable
housing can no longer be neglected. With growing demand for housing, and
the increasing pressure the sector exerts on the resource base it is
imperative to take immediate action. Continuing on a business as usual
path is no longer an option and there is a need for transformative
change to be brought about. The levers that can crank up the engine for
change are as follows:
• Favourable policy regime: The lack of
integration of environmental sustainability in building bylaws poses a
barrier at the implementation level. Inclusion of alternate resource
efficient technologies in the Schedule of Rates, incorporating passive
design features in local byelaws and mandatory compliance with them will
go a long way in the mainstreaming.
• Supply chain management: To ensure
that sustainable urban housing is being delivered; the supply chain of
materials and services is crucial. Financial incentives at producer end
will encourage local enterprises that offer these products and services
to come up.
• Capacity Building: Capacities form
one of the single largest barriers in this integration. There is an
urgent requirement to look into aspects of technical integration and
relevant capacity building at the local level to meet the policy intents
of sustainable urban affordable housing. This needs to be undertaken at
the ULB level and the implementation level for architects, engineers and
masons.
In order to meet the dual challenge of meeting the
housing demand of millions while mitigating environmental damage there
is a need to take up this holistic multi-stakeholder approach that
upholds principles of innovation and equity.
q
Kriti Nagrath
knagrath@devalt.org
1 Census of India, 2001
2 McKinsey Global Institute (2010), India’s Urban Awakening :
Building Inclusive Cities, Sustaining Economic Growth
3 Census of India, 2011
4 GoI, Ministry of Housing and Urban Poverty Alleviation,
JNNURM Directorate (2011) India’s Urban Demographic transition.
P.11
5 Ministry of Housing and Urban Poverty Alleviation (2012),
Report of the Technical Group on Urban Housing Shortage (TG 12),
Government of India, New Delhi; Lower Income groups (LIG) and
Economically Weaker sections (EWS) respectively accounting for 40% and
56% of the deficit
6 McKinsey Global Institute (2010), India’s Urban Awakening :
Building Inclusive Cities, Sustaining Economic Growth
7 Task force on Promoting Affordable Housing (2012) Task
force Report, Ministry of Housing and Urban Poverty Alleviation,
Government of India, New Delhi
8 Measures such as the complete opening of the real estate
sector to Foreign Direct Investment (FDI), substantial incentives given
out to attract private participation under the Affordable Housing in
Partnership Scheme, enhanced loan limits under the Rajiv Rinn Yojana
Scheme (RIY) for the EWS and LIG, the establishment of a Credit Risk
Guarantee Scheme to facilitate credit to affordable housing through
banks, and others have nurtured and encouraged the emergence of the
private sector as a crucial stakeholder.
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